Compliance monitoring programmes designed to suit you

We will design a compliance monitoring programme to suite your exact requirements

Most small regulated firms do not have the luxury of a designated compliance oversight officer.

The majority find that the CF10 also holds a customer facing role with responsibility for delivery of service to clients and/ or a senior management position with responsibility for business development. This creates a conflict when it comes to time management and often there are just not enough hours in the day to give each role the attention they require.

textWe help by providing compliance support to the CF10.

If you do not already have a compliance monitoring programme in place we will design one around your business model and then implement a schedule of ongoing practical support, normally based on quarterly visits.

This is one of the most popular of the services we provide for clients. It eases the burden of routine compliance tasks, for example reviewing annual reports such as business continuity plans, data security reports, financial crime training, staff declarations etc, while aiding time management and generally providing the reassurance that compliance requirements are being managed effectively.

To find out more about how Rennie Risk Management could help your business call us on 0784 0117 044 or email

What We Offer:

Rennie Risk Management Limited offer an outstanding range of high quality consultancy services aimed specifically at small regulated firms who are required to enusre their businesses are fully compliant with the latest, ever-changing regulations.

Enjoy the benefit of having your own compliance oversight offer as and when you need them

No ongoing costs – you only pay for what you use

Rennie Risk Management Limited
3 Littlemill Way, Motherwell
Scotland, ML1 4FF
Telephone: 0784 0117 044