Identify risk through effective file reviews
Rennie Risk Management will work with you to improve your file management procedures and overall efficiency
We are level 4 qualified and we review files to a high standard taking into consideration COBS rules, feedback from the Financial Ombudsman service and examples of good and bad practices from FCA thematic reviews.
We also seek to identify breaches of the firm’s own procedures in terms of financial crime, pre-approval, etc.
We have a proven track record of working with firms to improve the overall standard of client files thereby reducing the risk in this area.
To find out more about how Rennie Risk Management could help your business call us on 0784 0117 044 or email info@rennieriskmanagement.co.uk.
What We Offer:
Rennie Risk Management Limited offer an outstanding range of high quality consultancy services aimed specifically at small regulated firms who are required to enusre their businesses are fully compliant with the latest, ever-changing regulations.
Rennie Risk Management Limited
3 Littlemill Way, Motherwell
Scotland, ML1 4FF
Suzanne.Rennie@RennieRiskManagement.co.uk
Telephone: 0784 0117 044