Comprehensive, efficient and effective adviser supervision

Rennie Risk Management can ensure that your firm has evidence that all advisers are properly supervised

We know that  it can be difficult for CF10s with dual roles in small firms to maintain evidence of regular supervision of advisers.  We can ease the burden by implementing a schedule of 1-1 meetings with your advisers.

pen2We are trained supervisors and are able to deliver 1-1 meetings to a high standard and provide a full suite of documentation to support the meeting including 1-1 meeting notes, KPI reviews, development plans and annual competence assessments.

This service is highly valued by CF10s holding various roles with a firm as it provides the reassurance that the T&C scheme is  being fully implemented in terms of 1-1 meetings. When combined with our file review service it means that comprehensive supervision can be achieved with minimal effort by the CF10, while the outputs from each service allow senior management to remain fully informed.

To find out more about how Rennie Risk Management could help your business call us on 0784 0117 044 or email

What We Offer:

Rennie Risk Management Limited offer an outstanding range of high quality consultancy services aimed specifically at small regulated firms who are required to enusre their businesses are fully compliant with the latest, ever-changing regulations.

We deliver effective 1-1 meetings with your advisers

We provide all documentation and assessments

Very affordable and effective service

Rennie Risk Management Limited
3 Littlemill Way, Motherwell
Scotland, ML1 4FF
Telephone: 0784 0117 044